Compliance Associate jobs in Oakville, ON

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ASSOCIATE DIRECTOR, CAPITAL MARKETS COMPLIANCE ADVISORY

Supporting the Director in relationship management with equity and equity related products (Equity Derivatives and Structured Products). Execute in support of the Director in the RCM responsibilities. Assist in regulatory inquirie...

CompanyView Other Rbc - Royal Bank Offers
AddressToronto, ON
CategoryAccounting
Job type• Full time
Date Posted 4 weeks ago See detail

Associate Director, Capital Markets Compliance Advisory

View Other Rbc - Royal Bank Offers

Toronto, ON

Supporting the Director in relationship management with equity and equity related products (Equity Derivatives and Structured Products). Execute in support of the Director in the RCM responsibilities. Assist in regulatory inquirie...

Associate Director, Technology, Risk, Controls and Compliance Program Officer (Rccpo)

View Other Bmo Offers

Toronto, ON

Identify, understand, assess impact of applicable regulations and educated related technology groups. Identify, assess and discuss potential risks and articulate potential solutions for mitigating potential and identified risks. P...