Senior Compliance Associate jobs

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SCOTIAMCLEOD SENIOR ASSOCIATE - WHITE ROCK, BC

Identify new business opportunities to gather additional assets and/or increase revenue. Utilize your in-depth knowledge of products and services to identify new opportunities within the existing client base . Build effective work...

CompanyView Other Scotiabank Offers
AddressWhite Rock, BC
CategoryHealthcare
Job type• Full time
Date Posted 3 weeks ago See detail

Scotiamcleod Senior Associate - White Rock, BC

View Other Scotiabank Offers

White Rock, BC

Identify new business opportunities to gather additional assets and/or increase revenue. Utilize your in-depth knowledge of products and services to identify new opportunities within the existing client base . Build effective work...

Associé principal, comptabilité des fonds spéculatifs, Hedge Funds Accounting, Senior Associate

State Street

Montreal, QC

Not disclosed

Calculate and validate a weekly and/or monthly Net Asset Value (NAV) for their assigned funds. Review cash reconciliations daily (no unresolved discrepancies). Review portfolio position reconciliations daily (including equities, b...

Scotiamcleod Senior Associate - Victoria

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Victoria, BC

Prepare, analyze, and present reports and recommendations to clients.. Develop and distribute client communication and marketing pieces.. Review practices to ensure administrative processes are streamlined and administrative tasks...

Senior Manager, Governance, Risk & Compliance

Vanguard

Malvern, PA

Hire, evaluate, and supervise crew. Provide guidance and training as necessary to develop crew. Set performance standards, review performance, and makes informed compensation decisions in accordance with all applicable Human Resou...

Senior Manager, Compliance Audits

View Other Bc Liquor Stores Offers

Burnaby, BC

Canadian professional accounting designation (CPA) and a membership in good standing. Note: If your designation was obtained from outside of Canada, you will need to confirm it has been assessed for equivalency through an applicab...

Senior Environmental Compliance Coordinator

Teck Resources

Babbitt, MN, US

Be a courageous safety leader, leading by positive example, and adhering to and sponsoring safety and environmental rules and procedures.. Lead the Environmental Compliance program, ensuring project activities meet the requirement...

Senior Compliance Officer-compliance Program Management

View Other Bmo Offers

Toronto, ON

Provides advice and guidance to assigned business/group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs.. Consults on new products, services...

Senior Advisor, Prudential Regulatory Compliance

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Toronto, ON

Provides strategic input into business decisions as a trusted advisor. Makes recommendations to senior leaders on strategy and new initiatives, based on an in-depth understanding of the business/group. Acts as a subject matter exp...

Associate Director, Capital Markets Compliance Advisory

View Other Rbc - Royal Bank Offers

Toronto, ON

Supporting the Director in relationship management with equity and equity related products (Equity Derivatives and Structured Products). Execute in support of the Director in the RCM responsibilities. Assist in regulatory inquirie...

Senior Customer Experience Associate Rideau & William

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Ottawa, ON

Acting as a lobby leader; ensuring customers are appropriately triaged and/or assisted . Contributing to the Branch's targets by identifying and fulfilling simple sales opportunities, including opening day-to-day accounts, fulfill...

Senior Analyst, Payroll Compliance

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Toronto, ON

Supports project execution of global expansion initiatives (Global HR Transformation), providing insights and ensuring payroll accuracy, efficiency and compliance . Subject matter expert in Global Payroll and compliance as well as...

Senior Operations Associate, Fixed Income

Rbc Royal Bank

London, ON

Matching of all Fixed Income, Equity and Repo trades. Engage in daily checks to ensure business critical controls are being adhered to. Implement improvement processes and controls to support the business. Managing the operational...

Senior Client Associate/Senior Registered Client Associate

Rbc Royal Bank

Indianapolis, Indiana, United States of America

Partner with Financial Advisors to prospect for new clients using various techniques such as cold calling, asking for referrals, executing mailings and marketing materials, making presentations and conducting networking forums.. I...

Senior Client Service Associate, National Accounts, Commercial Banking - Vancouver

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Vancouver, BC

Champion customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.. Work closely with the group and/or Director and Group Lead to provide financial services to a portfo...

Senior Customer Experience Associate - Fraser Heights Branch (18.75 Hours/week)

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Surrey, BC

Acting as a lobby leader; ensuring customers are appropriately triaged and/or assisted . Contributing to the Branch's targets by identifying and fulfilling simple sales opportunities, including opening day-to-day accounts, fulfill...

Scotiamcleod Senior Financial Planning Associate, Montreal

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Montreal, QC

Proactively supports the Financial Planning needs of the Advisor's assigned clients which include a deep discovery with the client to uncover goals and objectives, preparing, presenting the plan and working with the Advisor to imp...

ScotiaMcLeod Senior Associate - Regina

Scotiabank

Regina, SK

Identify new business opportunities to gather additional assets and/or increase revenue Utilize your in-depth knowledge of products and services to identify new opportunities within the existing client base Build effective working...

Transfer Agency Centralized Alternatives, Senior Associate

State Street

Toronto, ON

Not disclosed

Serve as operational lead for Alternative clients. Responsible for day-to-day operations of groups by managing workflows. Develop and maintain strong client relationships. Collaborate with other TA business units as well as other...

Senior Associate

Rbc Royal Bank

Burnaby, BC

Coordinate and prepare meetings for Advisors with their clients/prospects. Provide proactive client service with a focus on problem resolution and attention to details. Liaise with various departments for execution, where necessar...

Bilingual Senior Associate, Lending Operations

Bmo

Location Virtual, QC H1X 1X1, Canada

Gathers and formats data into regular and ad-hoc reports, and dashboards. Supports change management of varying scope and type; tasks typically focused on execution and sustainment activities. Organizes work information to ensure...

Scotiamcleod Senior Associate - Regina

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Regina, SK

Identify new business opportunities to gather additional assets and/or increase revenue. Utilize your in-depth knowledge of products and services to identify new opportunities within the existing client base . Build effective work...

Associate Director, Technology, Risk, Controls and Compliance Program Officer (RCCPO)

Neosoft

Scarborough, ON

Identify, understand, assess impact of applicable regulations and educated related technology groups.. Identify, assess and discuss potential risks and articulate potential solutions for mitigating potential and identified risks....

Senior Customer Experience Associate - 15 hours - Comox BC

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Comox, BC

Acting as a lobby leader; ensuring customers are appropriately triaged and/or assisted . Contributing to the Branch's targets by identifying and fulfilling simple sales opportunities, including opening day-to-day accounts, fulfill...

Analyst/senior Associate, Credit Risk Models - Financial Engineering & Modeling (Toronto)

View Other Deloitte Offers

Toronto, ON

Be encouraged to deepen your technical skillswhatever those may be. Partner with clients to solve their most complex problems. Experience MyFlex and an agile work environment where work is what you do not where you do it. Minimum...

Forensic Senior Associate

Pwc

Calgary, AB

Performing client pre-acceptance procedures including conflict checks, client investigation checks,drafting engagement letters and setting up map files. Participating in the planning and development of the overall forensic inves...

Accounting and Finance Consulting - Global Accounting - Senior Associate

Rsm Global

Toronto, ON

USD 57,500.00 - 90,000.00 per year

Participate in multiple engagements within the Technical Accounting Consulting practice to provide technical Accounting and financial or business advisory guidance to clients. Demonstrate basic to intermediate knowledge of complex...

Regulatory Affairs Compliance Associate

Novartis

Montreal, QC

Location: Montreal, #LI-Hybrid13 month contractAbout the role:We are looking for an organized, collaborative and passionate Regulatory Affairs professional who is driven to help us deliver our innovative treatments to patients. Yo...

Senior Associate, CTM

View Other Rbc - Royal Bank Offers

Vancouver, BC

Prepare loan documents based on RBCs standard templates for new credits and changes/updates to existing credits and ensure documents are in line with the appropriately approved credit proposal.. Responsible for the accuracy of in...

Bilingual Senior Associate, Lending Operations

View Other Bmo Offers

Remote

Gathers and formats data into regular and ad-hoc reports, and dashboards. Supports change management of varying scope and type; tasks typically focused on execution and sustainment activities. Organizes work information to ensure...

Senior Associate, Turnaround and Restructuring - Vancouver

Deloitte

Vancouver, BC

Competitive

Deloitte's Turnaround & Restructuring Services team has an opportunity for you.What will your typical day look like?No day will be the same, but the successful candidate will be responsible for assisting in all aspects of formal a...