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Senior Compliance Associate jobs

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SENIOR INVESTMENT ASSOCIATE

Partner with FA to prospect for new clients using various techniques such as cold calling, asking for referrals, executing mailings and marketing materials, making presentations and conducting networking forums. Identify business...

CompanyRbc Royal Bank
AddressEdmonds, Washington, United States of America
CategoryBanking
Job typeFull time
Date Posted a month ago See detail

Senior Investment Associate

Rbc Royal Bank

Edmonds, Washington, United States of America

Partner with FA to prospect for new clients using various techniques such as cold calling, asking for referrals, executing mailings and marketing materials, making presentations and conducting networking forums. Identify business...

a month ago seen See more...

Senior Customer Experience Associate - St Jerome, QC (22.5 hours)

Scotiabank

Quebec

Competitive

Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.About the roleOur Senior Customer Experience Associates are the face, character and heart of our branches. Wed...

2 months ago seen See more...

Associate Director, Technology, Risk, Controls and Compliance Program Officer (Rccpo)

View Other Bmo Offers

Toronto, ON

Identify, understand, assess impact of applicable regulations and educated related technology groups. Identify, assess and discuss potential risks and articulate potential solutions for mitigating potential and identified risks. P...

2 months ago seen See more...

Scotiamcleod Senior Financial Planning Associate - London, ON

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London, ON

Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. . Proactively supports the Financial Planning needs of the Advisor's assigned clients which includ...

2 months ago seen See more...

Senior Client Associate, MD Signature

Scotiabank

Ottawa, ON

Competitive

Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.MD Management Limited, a division of Scotia Wealth Management, has an exciting opportunity for a talented, enth...

2 months ago seen See more...

Senior Infosec Compliance Analyst

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Burnaby, BC

Work with team members to achieve and maintain compliance with ISO 27K, SOC2, NIST, SCRM, GDPR, and other security standards and regulatory frameworks.. Review various security certification and compliance requirements, perform re...

2 months ago seen See more...

Senior Manager - Compliance Technology - Risk Advisory

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Vancouver, BC

Have many careers in one Firm. Partner with clients to solve their most complex problems. Enjoy flexible, proactive, and practical benefits that foster a culture of well-being and connectedness....

2 months ago seen See more...

Senior Customer Experience Associate 6 month contract Victoria Main Branch

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Victoria, BC

Acting as a lobby leader; ensuring customers are appropriately triaged and/or assisted . Contributing to the Branch's targets by identifying and fulfilling simple sales opportunities, including opening day-to-day accounts, fulfill...

2 months ago seen See more...

Senior Customer Experience Associate-lindsay Branch-26.25 hours/week

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Lindsay, ON

Acting as a lobby leader; ensuring customers are appropriately triaged and/or assisted . Contributing to the Branch's targets by identifying and fulfilling simple sales opportunities, including opening day-to-day accounts, fulfill...

2 months ago seen See more...

FO 24R - Senior Financial Policy & Compliance Analyst

Bc Public Service

Fort Nelson, BC

Degree in finance, economics, commerce, business/public administration, or relevant/related field; OR,. An equivalent combination of education and experience may be considered. Two (2) or more years' experience working with financ...

2 months ago seen See more...

Senior Manager - Compliance Technology - Risk Advisory

Deloitte

Toronto, ON

Have many careers in one Firm. Partner with clients to solve their most complex problems. Enjoy flexible, proactive, and practical benefits that foster a culture of well-being and connectedness....

2 months ago seen See more...

Senior Customer Experience Associate 6 month contract Victoria Main Branch

Scotiabank

British Columbia

Competitive

Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.About the roleOur Senior Customer Experience Associates are the face, character and heart of our branches. As a...

2 months ago seen See more...

Senior Customer Experience Associate - Fernie Branch (30 hours / week)

Scotiabank

Fernie, BC

Competitive

Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.About the roleOur Senior Customer Experience Associates are the face, character and heart of our branches. As a...

2 months ago seen See more...

BAND 3 - Senior Manager, Compliance Audits ** Amendment - Close Date **

Government Of British Columbia

Burnaby, BC

USD 86,200.00 - 122,100.01 per year

Canadian professional accounting designation (CPA) and a membership in good standing. Note: If your designation was obtained from outside of Canada, you will need to confirm it has been assessed for equivalency through an applicab...

2 months ago seen See more...

Senior Customer Experience Associate - Brooks, Alberta (18.75 hours/week)

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Brooks, AB

Taking a proactive approach to discovering our customer's needs and listening to understand what they are asking for. Processing day to day transactions. Nurturing rich, long-standing relationships. Contributing to the Branch's ta...

2 months ago seen See more...

Senior Customer Experience Associate-Lindsay Branch-26.25 hours / week

Scotiabank

Lindsay, ON

Competitive

Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.About the roleOur Senior Customer Experience Associates are the face, character and heart of our branches. As a...

2 months ago seen See more...

Scotiamcleod Senior Financial Planning Associate

View Other Scotiabank Offers

Edmonton, AB

Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. . Proactively supports the Financial Planning needs of the Advisor's assigned clients which includ...

2 months ago seen See more...

Senior Director, Risk Management and Compliance, Individual Insurance, Savings and Retirement

Ia Financial Group

Quebec

Coordinate the work required by the Risk Management team with the sector and successfully implement the new initiatives they develop, including regular reporting to iA Financial Groups Chief Risk Officer and Chief Compliance Offi...

2 months ago seen See more...

Senior Advisor Compliance Investigations

National Bank Of Canada

Quebec

Ensure the management, execution and control of regulatory investigation files conducted by Compliance: identification of the mandate, potential breaches and applicable rules, policy and procedures, development of investigation pl...

2 months ago seen See more...

Senior Advisor, Compliance and Trading Surveillance

Banque Laurentienne

Toronto, ON

$79.1K–$100K a year

Provide support and be a subject matter expert with respect to regulatory standards and support various stakeholders and business lines, especially as it relates to trade conduct compliance. Ensure that the sectors procedures and...

2 months ago seen See more...

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