Head, IA Department

Employment Type: Full-Time, Permanent

Location: 350 Highway 7 East, Richmond Hill

Responsibilities:

I Reporting Relationships

This position operates independently from the management, and reports functionally to the Audit Committee of the Bank (AC), and administratively to the Chief Executive Officer (CEO)

Supervises: Internal Auditors

II Accountabilities

Major responsibilities include:

· Assess and restructure the internal audit function of the Bank;

· Review overall IA Policy and procedures;

· Assess and update the Audit Mandate;

· Assess the outsourcing arrangement;

· Assess and opine the effectiveness of the Bank's internal control on a macro level;

· Develop annual audit plan for AC's approval;

· Supervise the process of the audit projects on a ongoing basis;

· Manage the whole process of audit engagement from planning, execution and reporting, including approving audit program, assessing the appropriateness and adequacy of audit evidence, and issuing audit reports and communicate with the auditee for the audit results; and

· Coordinates with the Bank’s external auditors and government regulators, if required;

· Perform ad hoc projects from the AC, Senior Management and ICBC Group Internal Audit Bureau.

III Complexity of Position

· Professionalism, highest degree of integrity / business ethics.

· Proficiency in applying internal audit standards, procedures, and techniques, and to analyze, evaluate and resolve complex internal control problems in performing engagements;

· Conduct compliance audits and audit research and apply recognized auditing quality assurance standards to each audit project;

· Knowledge of corporate governance and risk management, internal controls, accounting principles, practices, techniques and theories of financial reporting and internal control framework;

· Proficiency in Excel, Word and key systems of the Bank.

Requirements:

· A minimum 10 years of Auditor and Audit Manager experience;

· A minimum of 8 years of experience working at a bank, Financial Services company or comparable experience

· A Bachelor's degree or above in Finance, Computer Science, Information Systems, Engineering, or a related field;

· Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred;

· Effective verbal, written and negotiation skills

· Effective project management skills

· Effective influencing and relationship management skills

· Able to make professional delivery bilingually both in English and Chinese with work proficiency.

Job Types: Permanent, Full-time

Benefits:

• Company pension
• Dental care
• Disability insurance
• Employee assistance program
• Extended health care
• Life insurance
• Tuition reimbursement
• Vision care

Schedule:

• Day shift
• Monday to Friday

Supplemental pay types:

• Bonus pay

Ability to commute/relocate:

• Richmond Hill, ON L4B 3N2: reliably commute or plan to relocate before starting work (preferred)

Application question(s):

• Are you able to make professional delivery bilingually in both English and Chinese with work proficiency?

Education:

• Bachelor's Degree (preferred)

Experience:

• Audit Manager: 10 years (preferred)
• banking industry work: 8 years (preferred)

Licence/Certification:

• CPA, CIA, CFA, ACA orCISA (preferred)

Work Location: In person