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Equity Capital Market jobs in Toronto, ON

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LEAD, REGULATORY AND KYC QUALITY ASSURANCE - CAPITAL MARKETS

Perform timely independent quality and oversight reviews for Client Regulatory and KYC Operations, with focus on US Cash Management, Capital Markets and Cross Border Services.. Perform timely control reviews for KYC, AML and regul...

CompanyView Other Rbc - Royal Bank Offers
AddressToronto, ON
CategoryAccounting
Job type• Full time
Date Posted 2 months ago See detail

Lead, Regulatory and Kyc Quality Assurance - Capital Markets

View Other Rbc - Royal Bank Offers

Toronto, ON

Perform timely independent quality and oversight reviews for Client Regulatory and KYC Operations, with focus on US Cash Management, Capital Markets and Cross Border Services.. Perform timely control reviews for KYC, AML and regul...

2 months ago seen See more...

Associate Director, Capital Markets Compliance Advisory

View Other Rbc - Royal Bank Offers

Toronto, ON

Supporting the Director in relationship management with equity and equity related products (Equity Derivatives and Structured Products). Execute in support of the Director in the RCM responsibilities. Assist in regulatory inquirie...

2 months ago seen See more...

Kyc Manager, Quality Control - Capital Markets

View Other Rbc - Royal Bank Offers

Toronto, ON

Manage a team of QC analysts by providing professional coaching, guidance on feedback to refresh analysts with business empathy and identify any training or learning objectives for the team. Motivate individual and team performanc...

2 months ago seen See more...

Senior Legal Counsel, Capital Markets

View Other Bmo Offers

Toronto, ON

Obtaining legal opinions from external counsel in new jurisdictions. Working closely with the BMO Legal Team and the line of business to negotiate documents that govern metals-related transactions including financing (metal loans,...

2 months ago seen See more...

BMO Capital Markets Summer 2025 Investment Banking Analyst, Toronto

View Other Bmo Offers

Toronto, ON

Summer Analysts start the internship by completing a one-week training and orientation program. During the next 15 weeks, in addition to on-the-job experience in your assigned business group, you will participate in professional d...

2 months ago seen See more...

Business Analyst - Liquidity/Capital Markets

Michael Page

Toronto, ON

CA$85 - CA$95 per hour

Interesting technical work. Long term contract. Partner with product SME's, Treasury, and Risk Management stakeholders to develop a strategic analytics platform to optimize the dealer's funding & financing needs. Liaise with the b...

2 months ago seen See more...

Senior Manager, High Risk Client Management Capital Markets

View Other Rbc - Royal Bank Offers

Toronto, ON

Oversee the prioritization and management of HRC EDD risk assessment workflow for units supported by the HRC Team and ensure that the requirements of the RBC Enterprise AML Client Risk Management Policy (COMP17) and Control Standa...

2 months ago seen See more...

Scrum Master with Capital Markets Technology

View Other Scotiabank Offers

Toronto, ON

Practice agile methodologies (i.e., daily scrum meetings, sprint planning, retrospectives, etc.) . Prepare weekly and monthly updates on projects. Remove team impediments that prevent or hinder team capability. Facilitate discussi...

2 months ago seen See more...

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Top Jobs in Toronto, ON

Director, Director Of Finance, Senior Manager, Senior Audit Manager, Director Of Rooms, Analyst / Associate, Accounting Manager, Director Of Product, Senior Finance Manager, Director Of Retail, Senior Compliance Manager, Director Of Brand, Director Of Education, Director Of Engineering, Strategic Accounts Manager,

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