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Job Description
What is the opportunity?
As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines within RBC (i.e., US Capital Markets, US Wealth Management, Global Asset Management, WFC branch and the NY Credit Branch) and City National Bank (CNB) in the US.
The ideal candidate will support the US and CNB Director for IA CUSO with effective audit execution and issue remediation on all Financial Crimes & AML matters and will be able to work in a dynamically changing environment and act as a trusted advisor to the business.
The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.
What will you do?
- Be part of a team of professional auditors responsible for audits with a focus on AML/Compliance and other support functions in the U.S.
- Lead by example by collaborating with teams across IA to effectively plan and execute audits.
- Maintain effective working relationships with key stakeholders ensuring they get maximum value from engagement work.
- Conduct periodic meetings with business to provide updates on audit results and status of open audit issue.
- Coordinate and escalate regional issues to the Director for IA US AML/Compliance and Other Support Functions, Deputy US CAE, and US CAE in accordance with the IA escalation model.
Assist with the validation of regulatory matters issued by relevant regulatory bodies, including the Office of the Comptroller of the Currency (OCC). - Assist in presenting regulatory validation approaches and results to IA Senior Management, including preparation of materials
- Work together with the Director for IA US AML/Compliance and Other Support Functions and Deputy US CAE to shift the capabilities of team members towards a predictive insights driven organization.
- Work together with the Director for IA US AML/Compliance and Other Support and Deputy US CAE to create networks and relationships with key stakeholders, to ensure their team is equipped with the right data, capabilities and tools for data analysis
What do you need to succeed?
Must-Have
- Minimum 2-5 years of experience working in a financial institution, preferably in lending
Knowledge of the US rules and regulations on AML/Sanctions - Regulatory/Compliance experience
- Experience leading integrated business audits with technology auditors
- Experienced in incorporating data analytics into the traditional audit programs and continuous auditing
Nice to have
- MBA, accounting designation and/or CFA
- ACAMS certification or studying towards ACAMS certification
- Interest in pursuing a career in Risk Management
- Industry knowledge and experience
- Previous experience using online research tools such as SNL, Bloomberg, KMV, or using S&P/Moody's/Fitch ratings
What's in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions and stock where applicable.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to do challenging work.
- Opportunities to take on progressively greater accountabilities.
- Ability to make a difference and lasting impact.
#CNB
Job Skills
Adaptability, Auditing (Inactive), Commercial Acumen, Communication, Detail-Oriented, Financial Crime Risk Management, Financial Crimes Compliance, Internal Auditing, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-OrientedAdditional Job Details
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