Financial Compliance Officer

Work setting

• Insurance company

Responsibilities

Tasks

• Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
• Investigate possible unethical conduct or breeches of securities or commodity futures law

Credentials

Certificates, licences, memberships, and courses 

• Anti-Money Laundering (CAMS) Certification

Experience and specialization

Area of specialization

• Financial investigation
• Anti-financial crime
• Investigation

Additional information

Security and safety

• Criminal record check

Work conditions and physical capabilities

• Attention to detail

Personal suitability

• Accurate
• Dependability
• Efficient interpersonal skills
• Excellent oral communication
• Excellent written communication
• Initiative
• Interpersonal awareness
• Judgement
• Organized
• Team player
• Due diligence